How to Register With FINRA : Series 7 Login Process & Application

Want to have a Finra license for different departments? Then you need to go through the FINRA Registration process first. It is a Self-regulatory Organization. If you want to run a brokerage firm then you need to have the FINRA certificate. 

FINRA is the short form of the Financial Industry National Regularity Authority. This is a private firm in the United States. Also, if you want to work in this field as a professional then you also need a FINRA Certificate. 

It promotes the integrity of the investor in the security market. It also helps to keep things transparent in this field. 

So, if you planning to make your career in this field then you should know the pathway to get your license. Therefore, FINRA Registration will lead you to the one step forward toward your goal. 

You need to take the Finra Series 7 test. It solves the purpose of market integrity and professional standards. 

There are different tests in FINRA. You need to choose the test you need to take. You may find the exam list on the official website. 

Here in this article, we are going to talk about the FINRA Registration and what are the eligibility requirements to take this test. 

So, if you want to take this test. Then go through the article. This will let you know everything about the FINRA Application process. 

FINRA Registration 2024

By FINRA Registration you hold on to the ethical and standard manner in the security industry. Having the FINRA certification will take you and your firm to the next level in the business. 

So, before delving into the application process. Let’s know the steps included in the registration process. 

• First of all, you need to go to the official website of the exam. 
• Thereafter, you will need to read the eligibility requirements. One must know the eligibility and documents required for registration. 
• Now you need to register on the official website. Thereafter, you will have the FINRA login ID and password. 

• After that, you need to log in to the website. Thereafter, you need to look out for the application form. 
• Now in the next step, you have to fill in the application form. Here you will need to fill in the personal information in the form. 
• Thereafter, select the test series you want to take. 
• Now in the next step, pay the examination fee. 
• At last, submit your form online. 

FINRA Login Process

Now you know the registration process in a better way. So, it’s time to proceed further and know what is the FINRA Login process.

• Firstly you need to visit the official website. i.e. Finra.org. 
• Thereafter, you need to click on the register now button. 
• After that, a form will open on your screen. 
• Now you have to fill in the information in the form.

• Thereafter, set up a login ID and password. 
• Now complete the process and submit all the details. 
• At last, you will have your Finra login ID and password. Now you can log in to the website and fill out the application form. 

Eligibility Requirements for FINRA Exam

Talking about the eligibility requirements of the FINRA exam, there are some documents you need to have by yourself while filling out the application form. 

• First of all, you need to pay the registration fee for the exam. 
• One must require a sponsorship from the FINRA Member firm. 
• You need to Fill out the U4 form. This form will keep your background as well as academic information. 

• There are different types of exams in FINRA. So, you need to select one. After selecting the test you need to read out the academic eligibility for that particular exam. 

These are some rules you need to consider while filling out the application form. Also, you will find the exact condition right on the official website. You are suggested to go to the official website and read the eligibility requirements. 

How to fill out FINRA Application 2024

Now it’s time to discuss the application filling process. There are certain steps you need to follow in the FINRA application process. 

Several types of tests come under FINRA. You need to select one of them and read the conditions accordingly. If you fit perfectly under those conditions then in the next step you need to fill in the application form and register with FINRA. 

Therefore, here are the steps included in the application fill-out. 

• First of all, go to the official FINRA website. 
• Now log in to the website. If you are not registered on the website yet. Then read the above paragraph about the registration process. 

• After that, you need to start filling out the application form. 
• Thereafter, you will need to attach some documents to the form. You will have the required document list on the official website. 
• Also, you need to have a sponsorship from a FINRA Registered firm. 
• After filling out all the details schedule your exam. 
• Now you need to pay the FINRA Registration fee. 
• At last, submit the form and prepare for the exam. 

In this way, you can Register yourself with FINRA 2024.

What is the FINRA Exam Fee

Now talking about the FINRA Registration fee for the exam. As we know that there are several exams come under it. There are some popular exams like FINRA Series 7, series 63, and more. 

Series	Exam Cost
Series 6	$75
Series 7	$300
Series 22	$60
Series 57	$80
Series 89	$300
Series 82	$60
Series 86 & 87	$225 & $150
Series 99	$60
Series 4	$155
Series 9 & 10	$130 & $175
Series 14	$350
Series 16	$245
Series 23	$105
Series 24	$175
Series 26	$150
Series 27	$175
Series 28	$150
Series 39	$100
Series 3	$140
Series 30	$90
Series 31	$90
Series 32	$90
Series 34	$90
Series 50	$265
Series 51	$255
Series 52	$260
Series 53	$265
Series 54	$265
Series 63	$147
Series 65	$187
Series 66	$177

So, every test has its different fee structure. There is a list of exam fees on the official website. Therefore, you need to visit the official website to check out the fee for your exam. 

The fee range varies from $60 to $300. 

What is the FINRA Series 7 Exam?

FINRA has several types of exams. One of them is the FINRA series 7 exam. It is a general securities representative exam. To apply for this exam the most important thing is an approved accommodation. You just have to enroll for the series 7 exam. After enrollment just schedule your exam. And at last, give your exam. 

After clearing this exam you will be qualified for purchase and sale of all security products. Some of them include mutual funds, rights, warrants, exchange-traded funds, public offerings, private placements, etc.

FINRA Series 7 Prep

Passing the FINRA exam will let you have professional certificates. There are so many levels available in the FINRA. 

But series 7 is the most famous one. Therefore, officials receive tons of series 7 applications. As we know one can take the series 7 exam as many times as they want. But you want to pay $300 every time you take it. 

So, it is more favorable if one can pass it in the first attempt. But to pass this test one must have to be fully prepared for the test. 

Therefore, we here in this paragraph going to discuss the important key points which can help you with FINRA Series 7 exam practice. 

• First of all, one must have to create a study plan. You should know the syllabus and create a plan for the study accordingly. 
• Knowing the exam pattern will also help you with exam practice. 
• One can join the FINRA series 7 practice exams. These are the demo exams with the exact original pattern. You can join the series and practice daily. 
• Aspirants can also join the study group or institute to overcome their study-related doubts. 

These are some general key points that can help you with the test preparation. 

 

Related: 

How to fill application for SIE Exam Registration?

 

In final words, FINRA Registration is necessary for every individual who wants to work in the security industry. Therefore, we talked about the registration and application process for the exam. Hope it is now clear to you how you can apply, schedule, and take an exam. 

We hope that you know the process in detail now. If you still have doubts then you can ask in the comment section. 

We wish you the best of luck!

Frequently Asked Questions